UBS GROUP AG

CUSIP: BRJL176 Class: COMMON STOCK

Capital International, Inc./CA/'s Holding History (CIK: 0000895213)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 144,174 Value ($000) $1,968 Avg Close — Range —
Q2 2016
Shares 155,469 Value ($000) $2,006 Avg Close — Range —
Q1 2016
Shares 191,848 Value ($000) $3,103 Avg Close — Range —
Q4 2015
Shares 298,806 Value ($000) $5,827 Avg Close — Range —
Q3 2015
Shares 298,806 Value ($000) $5,508 Avg Close — Range —
Q2 2015
Shares 298,806 Value ($000) $6,340 Avg Close — Range —
Q1 2015
Shares 298,806 Value ($000) $5,636 Avg Close — Range —